Compliance Reviews

Compliance is not just a matter of meeting regulatory requirements. It is also a strategic advantage that can enhance your reputation, customer satisfaction, and profitability. But how do you know if your compliance program and processes are effective, efficient, and aligned with best practices? How do you prepare for internal audits or regulatory examinations with confidence and ease? How do you identify and address any gaps or weaknesses in your compliance performance and risk management?

The answer is simple: Independent Compliance Reviews by CCG Catalyst. Our team of seasoned compliance professionals can provide you with an objective and comprehensive evaluation of your compliance program or specific compliance processes against regulatory expectations and industry standards. We can help you identify areas of improvement, recommend corrective actions, and assist you in implementing them. We can also help you design and launch new products or services that comply with applicable regulations and meet customer needs.

We have extensive experience and expertise in conducting the following types of independent compliance reviews for our clients:

  • Compliance Management System: We assess the effectiveness of your compliance governance, policies, procedures, training, monitoring, testing, reporting, and corrective action processes.
  • Deposit Regulations: We review your compliance with regulations related to deposit accounts, such as Truth in Savings, Electronic Fund Transfer, Expedited Funds Availability, and Unfair, Deceptive, or Abusive Acts or Practices.
  • Lending Regulations: We review your compliance with regulations related to lending activities, such as Equal Credit Opportunity, Fair Credit Reporting, Truth in Lending, Real Estate Settlement Procedures, Home Mortgage Disclosure, and Fair Lending.
  • Loan Origination: We review your compliance with regulations related to loan origination processes, such as loan application, underwriting, closing, and disclosures.
  • Loan Servicing: We review your compliance with regulations related to loan servicing processes, such as payment processing, escrow administration, collections, loss mitigation, and foreclosure.
  • New Products: We help you design and launch new products or services that comply with relevant regulations and meet customer expectations.


By choosing CCG Catalyst for your independent compliance reviews, you will benefit from our:

  • Expertise: Our compliance consultants have deep knowledge and experience in compliance regulations, best practices, and industry trends.
  • Objectivity: Our compliance reviews are independent and unbiased, providing you with an honest and accurate assessment of your compliance performance and risk.
  • Flexibility: Our compliance reviews are tailored to your specific needs, goals, and budget. We can conduct a full-scope or targeted review, depending on your preference and situation.
  • Value: Our compliance reviews are cost-effective and deliver high-quality results. We can help you improve your compliance efficiency, effectiveness, and profitability.

Don’t wait for an audit or an exam to find out how well your compliance program and processes are working. Take the initiative to strengthen your compliance performance and reduce your compliance risk with CCG Catalyst’s independent compliance reviews. Contact us today to learn more and schedule a consultation.

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Meet our leader

Paul Schaus

Paul Schaus

Managing Partner

As Founder, President and Chief Executive Officer he leads a successful team of subject matter experts. Throughout his successful career Paul has been a banker, management consultant, strategist, thought leader and strong advocate to the financial services industry.

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If you are interested in learning more about our bank consulting services, or if you have any questions or comments, please feel free to contact us. We look forward to hearing from you and working with you.

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